Sharpies, Leadership and Compliance

Sharpies, Leadership and Compliance

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kelly and I go into the weeds to explore the President’s recent imbroglio regarding Hurricane Dorian, Alabama and sharpies. Some of the highlights include:Why was this episode so creepy?What is a Level 5 business leader and why are those traits so valued in business?What would happen if a business leader intentionally misrepresented his company’s products?If you threaten to fire all who disagree with the Leader’s comments, what will it do for the future of the organization?What was the failure of compensating controls?What should a Board of Directors do if a CEO engages in material misrepresentations?For additional reading see Matt’s blog post, Sharp(ie) Insights in Speak Up Culture, on Radical Compliance. Learn more about your ad choices. Visit megaphone.fm/adchoices

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Navigating DOJ's Evolving Self-Disclosure Strategies

Navigating DOJ's Evolving Self-Disclosure Strategies

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore the subject more fully. Looking...

29 Huhti 23min

Banking Regulators Cut Model Risk Guidance: Implications for Compliance, Audit, and AML Oversight

Banking Regulators Cut Model Risk Guidance: Implications for Compliance, Audit, and AML Oversight

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully, and looking for ...

22 Huhti 23min

Surveying Retaliation Against Compliance Officers

Surveying Retaliation Against Compliance Officers

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully. Looking for some...

15 Huhti 17min

Duty Owed vs. Material Nonpublic Information: Prediction Markets and Compliance

Duty Owed vs. Material Nonpublic Information: Prediction Markets and Compliance

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking...

8 Huhti 24min

AI-Driven SOC Audits and the Growing Trust Gap

AI-Driven SOC Audits and the Growing Trust Gap

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking...

1 Huhti 23min

Balt and TradeStation: Lessons for the Compliance Professional

Balt and TradeStation: Lessons for the Compliance Professional

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully. Looking for some...

25 Maalis 27min

McKinsey’s Lilli AI Hack: What It Signals for AI Governance, Security and Disclosure

McKinsey’s Lilli AI Hack: What It Signals for AI Governance, Security and Disclosure

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking...

18 Maalis 19min

Carrots and Sticks in Washington: Antitrust Whistleblowers and an FCPA SOL Extension

Carrots and Sticks in Washington: Antitrust Whistleblowers and an FCPA SOL Extension

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking...

11 Maalis 19min

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