GameStop and Compliance

GameStop and Compliance

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Today we consider the GameStop matter through the lens of the compliance profession. Some of the issues we consider are: · What is the background? · What are the compliance implications of this matter? · Is this a black swan event or just ‘business as usual? · Short sellers in the bulls-eye? · The role of the regulators? · Who are Robinhood’s stakeholders? · What is the more relevant precedent; Long Term Capital or the Panic of 1907? · What is the role (or responsibility) of social media? Resources Check out Tom’s 5-part blog post series on GameStop and Compliance: GameStop and Compliance-Introduction GameStop and Compliance-The Shorts GameStop and Compliance-The Squeeze and Social Media GameStop and Compliance-The Regulatory Response GameStop and Compliance-Lessons for the Compliance Professional Learn more about your ad choices. Visit megaphone.fm/adchoices

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Jaksot(434)

Survey Finds Widespread Retaliation Against Compliance Officers

Survey Finds Widespread Retaliation Against Compliance Officers

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Bosch and the Foreign Direct Product Rule: Lessons from the Export Controls and NSD Settlement

Bosch and the Foreign Direct Product Rule: Lessons from the Export Controls and NSD Settlement

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OFAC’s Warning Shot: FTI Consulting Fined for Indirect Dealings with Sanctioned Bank

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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it in greater depth. Looking fo...

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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully. Looking for some...

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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore the subject more fully. Looking...

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