The Human Risk Podcast31 Loka 2019

Tom Hardin on his experience as FBI Informant Tipper X

How does someone become an FBI informant? That's the story my guest Tom Hardin shares with me on this re-recorded episode. Tom and I originally spoke in 2019, but we thought we'd re-record the episode in 2021, to take account of subsequent events.

Tom previously spent much of his career as a hedge fund analyst. In 2009, as part of a cooperation agreement with the U.S. Department of Justice, Tom assisted the U.S. government in understanding how insider trading occurred in the investment management industry. Known as “Tipper X,” Tom became one of the most prolific informants in securities fraud history, helping to build over 20 of the 80+ individual criminal cases in “Operation Perfect Hedge,” a Wall Street house cleaning campaign that morphed into the largest insider trading investigation of a generation. Since resolving his case in 2015, Tom was invited by FBI-NYC to speak to the Complex Financial Crime Unit's rookie agent class in 2016 and is now an international corporate trainer and speaker on conduct risk, compliance and behavioral ethics. He holds a B.S. in Economics from the Wharton School at the University of Pennsylvania.

Tom can be contacted at www.tipperx.com.

Resources:

On the podcast. Tom references Napster, a peer to peer music-sharing website that launched in 1999 and was closed down in 2001. You can read more about it here: https://en.wikipedia.org/wiki/Napster

 You can follow Tom on Twitter at https://twitter.com/iamtipperx

He is also on LinkedIn, https://www.linkedin.com/in/tom-hardin-0952324/

To see his 1-minute videos, visit his YouTube channel: https://www.youtube.com/channel/UCrBkFwrpqDuTz6mXrmyTzUg

Tämä jakso on lisätty Podme-palveluun avoimen RSS-syötteen kautta eikä se ole Podmen omaa tuotantoa. Siksi jakso saattaa sisältää mainontaa.

Jaksot(368)

Ruth Steinholtz on Ethical Cultures

Ruth Steinholtz is the founder of AretéWork, a company that advises on how to build sustainable effective ethical cultures in organisations. She was formerly General Counsel of Borealis and has autho...

15 Joulu 201950min

Dr Roger Miles on Conduct Risk - what is it & how can we manage it?

Dr Roger Miles is an expert in Conduct. In this episode, I explore with him what that means and how he came to specialise in it. Using stories ranging from Reality TV shows, to the 1902 Hanoi Rat P...

7 Joulu 201951min

Tom & Christian's 2nd Human Risk Talk

In this episode, I'm joined again by co-host Tom Hardin. Together we explore Human Risk related stories we've come across that we think are worth diving into in more detail.You can hear Tom's story i...

28 Marras 201936min

Ricardo Pellafone on why Compliance Design isn't an oxymoron

In this episode, I speak to Ricardo Pellafone, the founder of The Broadcat, a Compliance Design Company. He describes himself as "a startup founder focused on making law accessible to non-lawyers thr...

20 Marras 201949min

Tom & Christian's Human Risk Talk

In this episode, I'm launching a new recurring feature on the podcast.In these Human Risk Talks, I'll be joined by co-host Tom Hardin and together we'll explore Human Risk related stories we've come a...

7 Marras 201931min

Professor Yuval Feldman on why we should write rules for good people not bad people

We have laws to protect us from the actions of 'bad' people. But why might writing laws for 'bad' people actually be a bad idea? That's what my guest, Professor Yuval Feldman, asks in his research an...

11 Loka 201939min