Daily Compliance News: December 20, 2018-What is a wolf culture?
DECEMBER 20, 2018 BY TOM FOX In today’s edition of Daily Compliance News: · Barclays fined $15MM by NY-DFS for attempted whistleblower unmasking. (Wall Street Journal)· CBS on hook for Moon...
20 Joulu 20186min
Compliance into the Weeds: Episode 104- Culture and Compliance Structure Failures at CBS
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, Matt Kell...
19 Joulu 201823min
Daily Compliance News: December 19, 2018-Will the Moonves family get presents this year?
DECEMBER 19, 2018 BY TOM FOX In today’s edition of Daily Compliance News: · CBS will not pay Les Moonves $120MM in severance. (BBC)· UBS draws $15MM fine for AML violations. (Wall Street Jo...
19 Joulu 20186min
Daily Compliance News: December 18, 2018-Goldman Criminally Indicted over 1MDB
DECEMBER 18, 2018 BY TOM FOX In today’s edition of Daily Compliance News: · Goldman Sachs criminally indicted in Malaysia. (Wall Street Journal)· Facebook has another breach, this time on p...
18 Joulu 20186min
Advantages of a Whistleblower Reporting System: Part V - For Compliance Practitioners
Over this special five-part podcast series, I have visited with Dr. Kyle Welch, Assistant Professor at George Washington University (GWU), on his recently released paper, co-authored with Stephen Stub...
17 Joulu 201815min
Advantages of a Whistleblower Reporting System: Part III - Impact on Power Users
In this podcast series, I interviewed Dr. Kyle Welch, Assistant Professor at George Washington University (GWU), on his recently released paper, co-authored with Stephen Stubben, Associate Professor f...
17 Joulu 201815min
Advantages of a Whistleblower Reporting System: Part I – Introduction to Research on Whistleblowing Systems
In this special five-part podcast series, I interviewed Dr. Kyle Welch, Assistant Professor at George Washington University (GWU), on his recently released paper, co-authored with Stephen Stubben, Ass...
17 Joulu 201816min
Advantages of a Whistleblower Reporting System: Part II - Internal v. External Reporting
In this podcast series, I interviewed Dr. Kyle Welch, Assistant Professor at George Washington University (GWU), on his recently released paper, co-authored with Stephen Stubben, Associate Professor f...
17 Joulu 201816min
