FCPA Compliance Report

In this episode I visit with Brandon Essig, a former DOJ prosecutor when the Yates Memo was released. He discusses the impact of the Yates Memo inside the DOJ and the triage that prosecutors use on ca...

30 Maalis 201726min

Even with a great Tone-At-the-Top and in the middle, you cannot stop. One of the greatest challenges of a compliance practitioner is how to affect the ‘tone at the bottom’. In an article in the Spring...

29 Maalis 201713min

In this episode I visit with Jonathan Armstrong on his views on the new DOJ Evaluation of Corporate Compliance Programs. Armstrong provides a detailed analysis of some of the key differences between h...

29 Maalis 201728min

The Evaluation of Corporate Compliance Programs makes clear, a company must have more than simply at good ‘Tone-at-the-Top’; it must move it down through the organization from senior management down t...

28 Maalis 201713min

In this episode, we take a look at a recent speech given by NY Fed Chairman William Dudley in London where he addressed improving corporate culture. Dudley provided three recommended steps. First, a b...

28 Maalis 201723min

Under the Evaluation of Corporate Compliance Programs, Prong 2, it states: Senior and Middle Management Conduct at the Top – How have senior leaders, through their words and actions, encouraged or...

27 Maalis 201713min

In  this episode, I visit with Erica Salmon Bryne, EVP at Ethisphere on the 2017 World's Most Ethical Companies honorees. Erica goes into how the corporate compliance programs are evaluated, what the ...

27 Maalis 201725min

In this episode, Jay and I have a wide-ranging discussion on why good compliance and is good for business. We discuss:  LRN Ethics and Compliance Program Effectiveness Report. Click here for Report....

24 Maalis 201731min