FCPA Compliance Report

In this episode, we take a look at a recent speech given by NY Fed Chairman William Dudley in London where he addressed improving corporate culture. Dudley provided three recommended steps. First, a b...

28 Maalis 201723min

Under the Evaluation of Corporate Compliance Programs, Prong 2, it states: Senior and Middle Management Conduct at the Top – How have senior leaders, through their words and actions, encouraged or...

27 Maalis 201713min

In  this episode, I visit with Erica Salmon Bryne, EVP at Ethisphere on the 2017 World's Most Ethical Companies honorees. Erica goes into how the corporate compliance programs are evaluated, what the ...

27 Maalis 201725min

In this episode, Jay and I have a wide-ranging discussion on why good compliance and is good for business. We discuss:  LRN Ethics and Compliance Program Effectiveness Report. Click here for Report....

24 Maalis 201731min

The Department of Justice Evaluation of Corporate Compliance Programs states, in Prong 10, Third Party Relationships:  Management of Relationships – How has the company considered and analyzed the th...

24 Maalis 201713min

The Evaluation, in Prong 10, Third Part Management asks, “What was the business rationale for the use of the third party in question?” This question is one of the most basic tools to operationalize yo...

23 Maalis 201711min

This episode is dedicated to the Justice Department’s Evaluation of Corporate Compliance Programs, which was released in February. In this episode, Jay Rosen and Jonathan Armstrong provide next insigh...

23 Maalis 201739min

From the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs:  Autonomy and Resources  Stature – How has the compliance function compared with other strategic functions in th...

22 Maalis 201714min