Day 7 of 30 Days to a Better Compliance Program
There are five steps in the life cycle of third party management. Business Justification and Business Sponsor; Questionnaire to Third Party; Due Diligence on Third Party; Compliance Terms and Con...
8 Tammi 201712min
30 Days to a Better Compliance Program-Day 6
The FCPA Guidance states, that “In addition to evaluating the design and implementation of a compliance program throughout an organization, enforcement of that program is fundamental to its effectiv...
7 Tammi 201713min
This Week in FCPA-Episode 34
In this episode Jay Rosen and I take a dive into the General Cable FCPA enforcement action, consider the 'Invisible Hand' of regulatory enforcement, corporate response and innovation. We explain how t...
7 Tammi 201725min
30 Days to a Better Compliance Program-Day 5
Welcome to Day 5 of 30 Days to a Better Compliance Program. Today, I focus on training, ongoing communications and the use of social media in a best practices compliance program. Training The commu...
6 Tammi 201712min
30 Days to a Better Compliance Program-Day 4
Welcome to Day 4 of 30 Days to a Better Compliance Program. Today we tackle risk assessments. One cannot really say enough about risk assessments in the context of anti-corruption programs. The FCPA G...
5 Tammi 201711min
Compliance into the Weeds-Episode 23
In this episode Matt Kelly and I take a deep dive into 6 compliance issues you should keep an eye on in 2017. They include the Wal-Mart FCPA resolution, the future of the FCPA Pilot Program, the SEC W...
5 Tammi 201725min
30 Days to a Better Compliance Program-Day 3
Welcome to Day 3 of 30 Days to a Better Compliance Program. Today I want to consider the Chief Compliance Officer (CCO) in your organization, through three prisms: access, resources and opportunities....
4 Tammi 201711min
Everything Compliance-Episode 4
Show Notes for Episode 4, Year End Review, Part I We turn to the 2016 year in review, in this Part I of a two-part series. Jonathan Armstrong leads a discussion on a very interesting UK Bribery ...
4 Tammi 20171h 2min
