Compliance into the Weeds-Episode 24

Compliance into the Weeds-Episode 24

In this episode Matt Kelly and myself take a deep dive into the compliance weeds by looking at a paper written by then SEC General Counsel James Doty (later head of the PCAOB) in 2007 where he proposes a regulatory scheme for FCPA compliance. Matt and I discuss the pros and cons and how the SEC Chairman designate Jay Clayton may view the issues. We then take a brief look at the arrest of VW executive Oliver Schmidt and both conclude that it presents ZERO problems for any Chief Compliance Officer or compliance practitioner going forward. For additional reading, see Matt Kelly blog post on Doty article, "Ye Olde Plan for FCPA Compliance"; Matt Kelly blog post on Oliver arrest, "Enough About CCO Liability" Tom Fox blog post on Oliver arrest "Honey I Think We Should Vacation at Home this Year"' and Jim Doty article "Toward a Reg. FCPA: A Modest Proposal for Change in Administering the Foreign Corrupt Practices Act" Learn more about your ad choices. Visit megaphone.fm/adchoices

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Episoder(1619)

Charisma Doesn’t Scale, Controls Do: Compliance Lessons from Ted Lasso

Charisma Doesn’t Scale, Controls Do: Compliance Lessons from Ted Lasso

In this episode, I take things in a very different direction. Last week I did a 5-part blog post series on leadership lessons from the hit TV show Ted Lasso. I took those 5 blog posts and fed them int...

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Data Analytics in Compliance: Lessons from Scoular

Data Analytics in Compliance: Lessons from Scoular

In this episode, Tom Fox welcomes back Vince Walden, CEO of konaAI, which is the sponsor of this podcast series. Vince is well known for his leadership in data analytics, machine learning, and AI, and...

17 Aug 29min

The Berko Verdict with Mike Volkov

The Berko Verdict with Mike Volkov

In this episode, Tom Fox welcomes back his good friend and colleague Mike Volkov and takes a deep dive into the Asante Berko FCPA guilty verdict. They question why Berko went to trial given the stren...

10 Aug 33min

Matt Ellis Wrap-Up from Cartels, FTO Risk, and Corporate Compliance Conference

Matt Ellis Wrap-Up from Cartels, FTO Risk, and Corporate Compliance Conference

In this episode, Tom Fox welcomes back Matt Ellis of Miller & Chevalier to recap ACI’s inaugural two-day Cartel Conference in Washington, DC, highlighting an unusually collaborative, high-energy atmos...

3 Aug 36min

The Business Case for Going Back into Venezuela with Loren Steffy

The Business Case for Going Back into Venezuela with Loren Steffy

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes back former Houston Chronicle business columnist Loren Steffy to discuss t...

27 Jul 19min

The Scoular FCPA Enforcement Action: Customs Bribes, Cartel Links, and New Compliance Expectations

The Scoular FCPA Enforcement Action: Customs Bribes, Cartel Links, and New Compliance Expectations

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes back Matt Ellis to discuss a newly announced FCPA enforcement action invol...

20 Jul 31min

AI in Compliance and Eastward AI’s Continuous Risk “Reality Check”

AI in Compliance and Eastward AI’s Continuous Risk “Reality Check”

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes back Gerry Zack, and they discuss the growing use of AI in compliance and ...

13 Jul 29min

Managing Compliance and National Security Risks When Doing Business in the DRC, Part 2

Managing Compliance and National Security Risks When Doing Business in the DRC, Part 2

In this episode, Tom Fox welcomes David Simon, Partner at Foley & Lardner; Jack Korba, Of Counsel at Foley & Lardner; and Olivier Bustin, a Partner at Pinsent Masons, to discuss doing business in and ...

29 Jun 24min

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