Compliance into the Weeds-Episode 23

Compliance into the Weeds-Episode 23

In this episode Matt Kelly and I take a deep dive into 6 compliance issues you should keep an eye on in 2017. They include the Wal-Mart FCPA resolution, the future of the FCPA Pilot Program, the SEC Whistleblower program, the Next PCAOB Chairman, the future of new overtime rules and finally the Barclay's trial for mortgage fraud in the context of the 2008 financial crisis. We also take a look at the GOP attempt to denude the Office of Congressional Ethics and their immediate reversal in the face of intense criticism. For additional reading check out Matt's two blogs on these subjects: Ethics, Politics, and Optics in New Washington and Six Compliance Events to Watch in 2017. Learn more about your ad choices. Visit megaphone.fm/adchoices

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Episoder(440)

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FinCEN’s $125MM UBS AML Order: A Culture and Resourcing Failure

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5 Aug 26min

Scoular Company FCPA Settlement: Cartel Links, Border Trade Risks, and Compliance Lessons

Scoular Company FCPA Settlement: Cartel Links, Border Trade Risks, and Compliance Lessons

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29 Jul 26min

The Slaughter Ruling, Regulatory Volatility and a Healthcare Compliance Fraud Case

The Slaughter Ruling, Regulatory Volatility and a Healthcare Compliance Fraud Case

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1 Jul 26min

Bosch and the Foreign Direct Product Rule: Lessons from the Export Controls and NSD Settlement

Bosch and the Foreign Direct Product Rule: Lessons from the Export Controls and NSD Settlement

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24 Jun 27min

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