Checking in on Codes of Conduct

Checking in on Codes of Conduct

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly review a recent report from LRN on the state of Codes of Conduct. This episode explores the multifaceted use of a corporate code of conduct, discussing its role as both a defensive and offensive tool. Tom and Matt emphasize the importance of managers talking about the code and view it as a substantive part of senior management’s dialogue on corporate culture. The conversation underscores the code’s utility in various contexts and advocates for its broader adoption within the organization. Key highlights: Code as a Tool The Role of Managers in Code Discussion Senior Managers and Corporate Culture Versatility of the Code Resources: Matt on Radical Compliance Tom Instagram Facebook YouTube Twitter LinkedIn A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred the Davey, Communicator, and W3 Awards for podcast excellence. Learn more about your ad choices. Visit megaphone.fm/adchoices

Episoder(427)

Navigating DOJ's Evolving Self-Disclosure Strategies

Navigating DOJ's Evolving Self-Disclosure Strategies

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore the subject more fully. Looking...

29 Apr 23min

Banking Regulators Cut Model Risk Guidance: Implications for Compliance, Audit, and AML Oversight

Banking Regulators Cut Model Risk Guidance: Implications for Compliance, Audit, and AML Oversight

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully, and looking for ...

22 Apr 23min

Surveying Retaliation Against Compliance Officers

Surveying Retaliation Against Compliance Officers

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully. Looking for some...

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Duty Owed vs. Material Nonpublic Information: Prediction Markets and Compliance

Duty Owed vs. Material Nonpublic Information: Prediction Markets and Compliance

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking...

8 Apr 24min

AI-Driven SOC Audits and the Growing Trust Gap

AI-Driven SOC Audits and the Growing Trust Gap

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking...

1 Apr 23min

Balt and TradeStation: Lessons for the Compliance Professional

Balt and TradeStation: Lessons for the Compliance Professional

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully. Looking for some...

25 Mar 27min

McKinsey’s Lilli AI Hack: What It Signals for AI Governance, Security and Disclosure

McKinsey’s Lilli AI Hack: What It Signals for AI Governance, Security and Disclosure

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking...

18 Mar 19min

Carrots and Sticks in Washington: Antitrust Whistleblowers and an FCPA SOL Extension

Carrots and Sticks in Washington: Antitrust Whistleblowers and an FCPA SOL Extension

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking...

11 Mar 19min

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