Investment Advisors BSA Proposal and More
FinCEN issued a Notice of Proposed Rulemaking on giving investment advisors reporting and recordkeeping obligations under the BSA this week. FinCEN also posted a Financial Trend Analysis reviewing the...
16 Feb 202413min
2024 National Risk Assessments and a Real Estate Reporting Proposal
This week, there are several important items from the US Treasury. It issued its 2024 risk assessments for money laundering, terrorist financing, and proliferation financing. FinCEN sent a draft Notic...
9 Feb 202414min
The Corruption Perception Index for 2023 and More
This week, Transparency International released its Corruption Perception Index for 2023. John and Elliot discuss the Index and several other items and their meaning for the financial crime compliance ...
2 Feb 202415min
Disinformation, Public Integrity, Foreign Investment, and More
This week, George Mason University published a report about Anti-Muslim Discrimination and Information Manipulation, the Basel Institute on Governance reported on successful efforts to improve public ...
26 Jan 202414min
Lots of Reports this Week
This week Nasdaq issued its 2024 Global Financial Crime Report, the UN Office of Drugs and Crime released a report on casinos, underground banking, and money laundering, and the Anti-Defamation League...
19 Jan 202411min
An Interview with Jim Lee
Jim Lee, IRS:CI Chief, returns to AML Conversations to share his thoughts on the IRS:CI 2023 Annual Report, the work of the J5, several key IRS cases, and the first coverage of the 2023 BSA Data Chall...
18 Jan 202437min
Trends For 2024
We talked with John Byrne and Elliot Berman about what they see as the trends in financial crime prevention for 2024.
15 Jan 202416min
A Very Busy Week
This week, several interesting reports were released. Eurasia Group issued its Top Risks 2024, Human Security Collective published The Future of FATF Recommendation 8, FinCEN issued a Financial Trend ...
12 Jan 202413min
