Real-Time Compliance Monitoring of High Risk Activities
This podcast episode outline details how compliance officers can implement real-time monitoring of high-risk activities. It stresses the importance of proactive risk management in various sectors, hig...
17 Des 202412min
Fraud Risk Mitigation for Compliance Officers
This podcast episode of "The New Compliance Officers Playbook" focuses on identifying and mitigating fraud risks. It outlines various types of fraud, emphasises the importance of fraud risk assessment...
17 Des 202417min
UNODC Report: Global Human Trafficking and Financial Crime
multiple sources detail the escalating global problem of organised crime, highlighting its links to human trafficking and sophisticated financial fraud. A UNODC report reveals the surge in forced labo...
17 Des 20249min
Data Breaches: Compliance Responsibilities Before and After
This episode details the legal and practical compliance responsibilities for organisations regarding data breaches. Before a breach, it highlights the importance of proactive measures such as robust s...
16 Des 202418min
Managing Conflicts of Interest in Financial Services
The episode explores common conflicts of interest within the financial services industry, providing real-world examples such as investment advisors receiving commissions and bankers approving loans fo...
16 Des 202425min
Creating an Effective Whistleblower Hotline
Welcome to The New Compliance Officers Playbook, a podcast that provides a comprehensive guide to establishing an effective whistleblower hotline. It stresses the importance of multiple reporting chan...
16 Des 202414min
Investigating Misconduct: A Step-by-Step Guide
This podcast episode provides a step-by-step guide for compliance officers on investigating workplace misconduct. Eight key steps are outlined, beginning with preparation and scoping the investigation...
16 Des 202415min
Compliance and Change Management
This podcast episode discusses the crucial role of compliance in successful change management. It highlights the importance of proactive compliance involvement in mitigating risks associated with orga...
15 Des 202415min
