FCPA Compliance Report

In this episode, Matt Kelly and I take a deep dive into the good, bad and ugly of Hurricane Harvey for the compliance professional. We discuss what lessons may be drawn from the storm and its aftermat...

6 Sep 201720min

Next we consider the introduction of Artificial Intelligence (AI) into the compliance profession. One thing is certain however and that is technology that will improve the efficiency of compliance and...

5 Sep 201711min

We discuss the upcoming 2017 Compliance and Ethics Institute, which is one of the primary education and networking event for professionals working in the Compliance and Ethics profession across all in...

5 Sep 201724min

The key to success for an innovation strategy in compliance is something that every CCO should take to heart; a compliance practitioner must be able to lay out an innovation strategy for compliance t...

1 Sep 201711min

In the August edition of One Month to More Effective Continuous Improvement I have considered some of the techniques to create continuous improvement in your compliance program. Learn more about your ...

31 Aug 201715min

Continuous improvement also requires you to consider the backbone of your compliance program, your written Code of Conduct, policies and procedures. Learn more about your ad choices. Visit megaphone....

30 Aug 201712min

The concept of the Mock Audit is one that can facilitate continuous improvement. As it is a process designed to help your employees do business in a more compliant manner it is a tool that should not ...

28 Aug 201713min

One of the ways that you can engage in continuous improvement for your compliance program is based upon the two-way use of social media. Social media can be used not only to communicate with your empl...

25 Aug 201712min