FCPA Compliance Report

The issue of beneficial ownership is one which still bedevils many compliance professionals. Today, I visit with Brian Alster, Dun & Bradstreet’s Global Head of Supply and Compliance about the problem...

10 Jul 201726min

This week, Jay and I return for a wide-ranging discussion on some of the week’s top compliance related stories, including:  U.S. charges top Colombia anti-graft prosecutor with money laundering. See...

7 Jul 201728min

There are four significant controls that he would suggest the compliance practitioner implement initially. They are: (1) Delegation of Authority (DOA); (2) Maintenance of the vendor master file; (3) C...

7 Jul 201712min

Today, New York Times columnist David Brooks’ thoughts on building and maintaining order inform our discussion on internal controls. In the area of internal controls, I believe it is incumbent to cons...

6 Jul 201712min

In this episode, I visit with Patrick Henz, a compliance practitioner and author of Access Granted: Tomorrow’s Business Ethics. Henz has written one of the most fascinating books on compliance going ...

6 Jul 201735min

What specifically are internal controls in a compliance program? Internal controls are not only the foundation of a company but are also the foundation of any effective anti-corruption compliance prog...

5 Jul 201713min

In this episode, I visit with Ed Buthusiem, with BRG Business Transformation. BRG  partners with companies and their stakeholders to deliver sustainable results with speed and transparency through a d...

5 Jul 201720min

In this week which starts the 4th of July holiday weekend, Jay and I return for a wide-ranging discussion on some of the week’s top compliance related stories, including:  The second Declination of ...

30 Jun 201728min