This Week in FCPA-Episode 48
In this episode, Matt Kelly pinch hits for a Walt Disney World-vacationing Jay Rosen. Matt and I have a wide-ranging discussion on some of the week’s top FCPA and compliance related stories. We discus...
14 Apr 201731min
Day 10 of One Month to Better Third Party Management
The building blocks of any Foreign Corrupt Practices Act (FCPA) anti-corruption compliance program lay the foundations for a best practices compliance program. For instance in the lifecycle management...
14 Apr 201711min
Day 9 of One Month to Better 3rd Party Management
In a speech before the SIFMA Compliance and Legal Society New York Regional Seminar in November 2015, then Assistant Attorney General Leslie Caldwell laid out metrics the Department of Justice would c...
13 Apr 201713min
Compliance into the Weeds-Episode 35
In this episode Matt Kelly and I take a deep dive into the recently released, Public Company Accounting Oversight Board (PCAOB) semi-annual white paper. The white paper providing general information ...
12 Apr 201725min
Day 8 of One Month to Better 3Rd Party Management
What is satisfactory due diligence under the Foreign Corrupt Practices Act (FCPA)? That question seems to be more important after story on Unaoil and the subsequent release of the Panama Papers. Howev...
12 Apr 201712min
Day 7 of One Month to Better 3rd Party Management
The Justice Department Evaluation of Corporate Compliance Programs states in Prong 10, Appropriate Controls – What was the business rationale for the use of the third parties in question? What mechani...
11 Apr 201713min
FCPA Compliance Report-Episode 322, Eric Feldman SVP of Affiliated Monitors
In this episode, I am joined by Eric Feldman, SVP at Affiliated Monitors. Eric is a long time US government employee who now helps to provide companies with monitorship services, in a wide range of ar...
11 Apr 201726min
Day 6 of One Month to Better 3rd Party Management
An important part of the job duties of any compliance practitioner is clearing red flags which might appear for a proposed third-party relationship during the due diligence process. It is mandatory th...
10 Apr 201713min
