Across the Board: Episode 26-Rakhi Kumar on SSGA’s Culture Framework
I recently had the chance to visit with Rakhi Kumar, Senior Managing Director, Head of ESG Investments and Asset Stewardship, at State Street Global Advisors. We discussed the firm’s recent initiative...
20 Feb 201920min
Daily Compliance News: February 19, 2019-the Financial Times edition
FEBRUARY 19, 2019 BY TOM FOX In today’s edition of Daily Compliance News: · How green are you and your supply chain? (Financial Times)· How will a no deal Brexit negatively impact crime fig...
19 Feb 20196min
Daily Compliance News: February 18, 2019-the London Times edition
FEBRUARY 18, 2019 BY TOM FOX In today’s edition of Daily Compliance News: · How much reputational damage with PwC take? (The London Times)· PwC audit leads to potential criminal charges. (T...
18 Feb 20196min
ECI’s 2018 Global Business and Ethics Survey: Part IV - Interpersonal Misconduct in the Workplace: What It Is, Where It Occurs and What You Should Do About It
In this podcast series I visit with Pat Harned, the Chief Executive Officer (CEO) of Ethics and Compliance Initiative (ECI) about the firm’s 2018 Global Business and Ethics Survey (GBES). In this seri...
18 Feb 201915min
FCPA Compliance Report-Episode 418, Joel Androphy on Prosecuting FCA cases
In this episode I visit Joel Androphy, a co-founder of the law firm of Berg and Androphy in Houston. Androphy is a well-known white-collar defense lawyer and plaintiff’s counsel in Federal Claims Act ...
18 Feb 201932min
ECI’s 2018 Global Business and Ethics Survey: Part II - Measuring the Impact of Ethics & Compliance Programs
I continue the discussion with Pat Harned, Chief Executive Officer (CEO) of Ethics and Compliance Initiative (ECI), about the firm’s 2018 Global Business and Ethics Survey (GBES). In this series we ar...
18 Feb 201912min
ECI’s 2018 Global Business and Ethics Survey: Part I - The State of Ethics and Compliance in the Workplace
In this podcast series I visit with Patricia Harned, Ph.D., the Chief Executive Officer (CEO) of Ethics and Compliance Initiative (ECI), about the firm’s 2018 Global Business and Ethics Survey (GBES)....
18 Feb 201912min
ECI’s 2018 Global Business and Ethics Survey: Part III - Building Companies Where Values and Ethical Conduct Matter
Pat Harned, Chief Executive Officer (CEO) of Ethics and Compliance Initiative (ECI) and myself are discussing the firm’s 2018 Global Business and Ethics Survey (GBES). In this series we consider each ...
18 Feb 201912min
