Compliance into the Weeds-Episode 24

Compliance into the Weeds-Episode 24

In this episode Matt Kelly and myself take a deep dive into the compliance weeds by looking at a paper written by then SEC General Counsel James Doty (later head of the PCAOB) in 2007 where he proposes a regulatory scheme for FCPA compliance. Matt and I discuss the pros and cons and how the SEC Chairman designate Jay Clayton may view the issues. We then take a brief look at the arrest of VW executive Oliver Schmidt and both conclude that it presents ZERO problems for any Chief Compliance Officer or compliance practitioner going forward. For additional reading, see Matt Kelly blog post on Doty article, "Ye Olde Plan for FCPA Compliance"; Matt Kelly blog post on Oliver arrest, "Enough About CCO Liability" Tom Fox blog post on Oliver arrest "Honey I Think We Should Vacation at Home this Year"' and Jim Doty article "Toward a Reg. FCPA: A Modest Proposal for Change in Administering the Foreign Corrupt Practices Act" Learn more about your ad choices. Visit megaphone.fm/adchoices

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Avsnitt(1612)

Managing Compliance and National Security Risks When Doing Business in the DRC, Part 2

Managing Compliance and National Security Risks When Doing Business in the DRC, Part 2

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Managing Compliance and National Security Risks When Doing Business in the DRC, Part 1

Managing Compliance and National Security Risks When Doing Business in the DRC, Part 1

In this episode, Tom Fox welcomes David Simon, Partner at Foley & Lardner; Jack Korba, Of Counsel at Foley & Lardner; and Olivier Bustin, a Partner at Pinsent Masons, to talk about doing business in a...

22 Juni 29min

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15 Juni 30min

Leading with Invitation: Communications, Leadership, and Compliance with Dr. Dennis Cummins

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In this episode, Tom Fox welcomes Dr. Dennis Cummins to discuss his latest book, Invitational Selling: The Human Connection Advantage. Dr. Cummins is a renowned expert in the field of invitational sel...

8 Juni 31min

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1 Juni 25min

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11 Maj 21min

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4 Maj 34min

Awakening the Advocate: Matt Friedman on Fighting Modern Slavery and Building Corporate Action

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27 Apr 28min

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