Compliance into the Weeds-Episode 23

Compliance into the Weeds-Episode 23

In this episode Matt Kelly and I take a deep dive into 6 compliance issues you should keep an eye on in 2017. They include the Wal-Mart FCPA resolution, the future of the FCPA Pilot Program, the SEC Whistleblower program, the Next PCAOB Chairman, the future of new overtime rules and finally the Barclay's trial for mortgage fraud in the context of the 2008 financial crisis. We also take a look at the GOP attempt to denude the Office of Congressional Ethics and their immediate reversal in the face of intense criticism. For additional reading check out Matt's two blogs on these subjects: Ethics, Politics, and Optics in New Washington and Six Compliance Events to Watch in 2017. Learn more about your ad choices. Visit megaphone.fm/adchoices

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Avsnitt(434)

Survey Finds Widespread Retaliation Against Compliance Officers

Survey Finds Widespread Retaliation Against Compliance Officers

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Bosch and the Foreign Direct Product Rule: Lessons from the Export Controls and NSD Settlement

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24 Juni 27min

OFAC’s Warning Shot: FTI Consulting Fined for Indirect Dealings with Sanctioned Bank

OFAC’s Warning Shot: FTI Consulting Fined for Indirect Dealings with Sanctioned Bank

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17 Juni 20min

Why the Compliance Job Market Feels Frozen

Why the Compliance Job Market Feels Frozen

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3 Juni 23min

An SEC Rollback and a Tribute to Barney Frank

An SEC Rollback and a Tribute to Barney Frank

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27 Maj 23min

The DOJ Trainwreck and the Rising Risk Calculus for Compliance and Self-Disclosure

The DOJ Trainwreck and the Rising Risk Calculus for Compliance and Self-Disclosure

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13 Maj 26min

Ohio State and Improper Requests by a President

Ohio State and Improper Requests by a President

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6 Maj 23min

Navigating DOJ's Evolving Self-Disclosure Strategies

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29 Apr 23min

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