First We Kill All the Lawyers

First We Kill All the Lawyers

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week, Matt and Tom take look at a recent speech by SEC Commissioner Alison Herron Lee where she considered the role of lawyers as gatekeepers under SOX 307. Some of the issues we consider · Who do lawyers represent? · What is the difference between lawyers and gatekeepers? · How can or should lawyers represent multiple interests on SOX issues? · How does this comport with state bar requirements? · How, if at all, does SOX 307 impact compliance professionals? · Was the speech a policy change announcement, trial balloon or something else. Resources Matt in Radical Compliance SOX 307 Learn more about your ad choices. Visit megaphone.fm/adchoices

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Avsnitt(434)

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Bosch and the Foreign Direct Product Rule: Lessons from the Export Controls and NSD Settlement

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Why the Compliance Job Market Feels Frozen

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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it in greater depth. Looking fo...

3 Juni 23min

An SEC Rollback and a Tribute to Barney Frank

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Ohio State and Improper Requests by a President

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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore the subject more fully. Looking...

6 Maj 23min

Navigating DOJ's Evolving Self-Disclosure Strategies

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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore the subject more fully. Looking...

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