The Danske Bank AML Enforcement Action

The Danske Bank AML Enforcement Action

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode, we consider the Danske Bank AML enforcement action, the bank recently pled guilty to money-laundering violations through its Estonia subsidiaries. Some of the highlights included: · The background facts. · What did the home bank know and when? · Did a tech failure set this all in motion? · The Bank’s attempts to hide the violations from US authorities. · Why is the US and not Denmark bringing an enforcement action against a Danish bank? · What about CCO certification? · The role of the Danish monitor. Resources Tom in the FCPA Compliance and Ethics Blog Matt Kelly in Radical Compliance Learn more about your ad choices. Visit megaphone.fm/adchoices

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Avsnitt(442)

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