Summer Enforcement Review and Raising Money in a Pandemic

Summer Enforcement Review and Raising Money in a Pandemic

Every month Troutman Pepper partner Gregory J. Nowak hosts a webinar for West LegalEdcenter. This month, Greg was joined by Evan Katz for a candid review of the investment management space after the summer of 2020.

Topics covered:

  • recent enforcement actions by the SEC –
  • crypto and MCAs
  • CFTC compliance manual release and enforcement priorities
  • expenses and disclosure issues
  • raising capital in a pandemic – is 506(c) finally living up to its promise?

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