Ep:9 New York Blizzard and What is an AML Compliance Program?
In this episode, you ll learn more about the key fundamentals of an AML Compliance Program to be establish In order to combat financial crime by banks, credit unions, and a variety of other financial ...
31 Dec 202217min
Ep:8 Here is why Compliance Professionals are so Important!
Compliance professionals provide a valuable service to companies by helping them avoid costly fees and legal problems. Regulatory agencies may levy fees and other penalties for violations of non-compl...
30 Dec 202210min
Ep:7 The Intelligence Reform and Terrorism Prevention Act of 2004
The Intelligence Reform and Terrorism Prevention Act of 2004 Amended the BSA to require the Secretary of the Treasury to prescribe regulations requiring certain financial institutions to report cross-...
29 Dec 20227min
Ep:6 Victims of 9/11 Terror Attacks will never be forgotten and the USA PATRIOT Act to fight Terror
It is an emotional episode for me, or at least I think it was. I’d like to pay tribute to the victims and survivors of the terrible attacks that occurred just over twenty years ago on September 11, 20...
28 Dec 202227min
Ep:5 Money Laundering Suppression Act and Money Laundering and Financial Crimes Strategy Act
This episode provide a high level overview of the provision of both Money Laundering Suppression Act and Money Laundering and Financial Crimes Strategy Act. The Mone...
27 Dec 20225min
Ep:4 History of AML Laws: Anti Drug Abuse Act and Annunzio Wylie Anti Money Laundering Act.
This Episode covers two other important AML Acts. The Anti-Drug Abuse Act of 1988 which Expanded the definition of financial institution to include businesses such as car dealers and real estate closi...
27 Dec 20224min
Ep:3 How to set and achieve your career goals for 2023.
A new year is upon us, which means it's officially goal-setting season. I hope 2023 become a successful year for many of us. It is that time of the year when most of us sit and think about where we wo...
26 Dec 20227min
Ep:2 US History of Anti Money Laundering Laws. The BSA & MLCA Overview
In its mission to "safeguard the financial system from the abuses of financial crime, including terrorist financing, money laundering and other illicit activity," the Financial Crimes Enforcement Netw...
26 Dec 20226min
