Advanced Techniques for Mitigating Third-Party Risks in Compliance
The episode outlines a comprehensive strategy for mitigating third-party risk in compliance. It details advanced techniques, including enhanced due diligence, continuous monitoring, and contractual sa...
19 Dec 202427min
NIS2 Directive: A Comprehensive Guide to Compliance
The EU's revised Network and Information Systems Directive (NIS2) significantly strengthens cybersecurity across member states. It expands the scope of organisations subject to stricter regulations, i...
19 Dec 20248min
The Future of Sanctions Compliance in European Banking
This episode details Boston Consulting Group's (BCG) services across numerous industries, highlighting their expertise in areas such as digital transformation, sustainability, and risk management. A s...
19 Dec 202426min
EU Anti-Money Laundering Directive 6 (AMLD6) on Beneficial Ownership
This episode discusses a document from Moody's that explains the EU's updated Anti-Money Laundering (AML) regulations, focusing on beneficial ownership transparency. Key changes include a standardised...
19 Dec 202414min
EDPB Opinion: AI, Data Protection, and Legitimate Interest
The European Data Protection Board (EDPB) has issued an opinion on the intersection of artificial intelligence (AI) and data protection under the GDPR. Key areas addressed include determining when AI ...
19 Dec 20247min
Jersey's First Deferred Prosecution Agreement
Afex Offshore (Jersey) Limited was fined £408,000 under Jersey's first Deferred Prosecution Agreement (DPA) for money laundering offences. The company failed to properly verify client identities and t...
18 Dec 202416min
Dutch Prosecutors Drop AML Cases Against Bank Executives
Following four-year investigations into anti-money laundering failures, Dutch prosecutors dropped criminal cases against former ING CEO Ralph Hamers and four unnamed ABN AMRO executives. While acknowl...
18 Dec 20245min
Due Diligence 101: Onboarding Third Parties
This podcast episode of "The New Compliance Officer’s Playbook" details the crucial process of third-party due diligence. It outlines key steps, including risk assessment, background checks (sanctions...
17 Dec 202419min
