12 O'Clock High-a Podcast on Business Leadership
In this episode, Richard Lummis and I explore leadership lessons from Toussaint Louverture, who held the only successful slave revolt in the Western Hemisphere. Our remarks are based on the recent bio...
25 Juli 201717min
Day 15 of One Month to More Effective Internal Controls
The updated Framework retained the core definition of internal controls; those being control environment, risk assessment, control activities, information and communication, and monitoring activities....
24 Juli 201712min
FCPA Compliance Report-Episode 343, James Koukios
In this episode I visit with James Koukios, a partner at Morrison and Foerster on the firm’s newsletter, Top Ten International Anti-Corruption Developments for May 2017. Our topics include: FCPA A...
24 Juli 201722min
Day 14 of One Month to More Effective Internal Controls
This week we turn our attention to COSO, with an introduction to the organization and its framework for internal controls. I will go through the internal controls and how they relate to compliance. Fi...
23 Juli 201711min
This Week in FCPA-Episode 62
This week, Jay and I return for a wide-ranging discussion on some of the week’s top compliance and ethics related stories, including: Will Canada approve DPAs for use in anti-corruption prosecution...
21 Juli 201730min
Day 13 of One Month to More Effective Internal Controls
Last year, one of the most interesting non-Foreign Corrupt Practices Act (FCPA) enforcement actions was announced by the Securities and Exchange Commission (SEC). It involved a clear quid pro quo bene...
21 Juli 201713min
Day 12 of One Month to More Effective Internal Controls
Is a Board of Directors a compliance internal control? I think the clear answer is yes. In the FCPA Guidance, in the Ten Hallmarks of an Effective Compliance Program, there are two specific references...
20 Juli 201711min
Everything Compliance-Episode 14
Show Notes for Everything Compliance-Episode 14 Topics from Matt: Trump Administration & FCPA enforcement— we have two declinations now; maybe a compare-and-contrast, and speculation on what a t...
20 Juli 20171h 12min
