Day 1 of One Month to Better Investigations and Reporting
The call, email or tip comes into your office; an employee reports suspicious activity somewhere across the globe. That activity might well turn into a Foreign Corrupt Practices Act (FCPA) issue for y...
1 Juni 201713min
Unfair and Unbalanced-Episode 19
In this episode, Roy and I consider Sgt. Pepper's at 50; Artificial Intelligence in Compliance and how ComTech will change the face of compliance going forward. For additional reading on these topic...
1 Juni 201729min
One Month to Better Compliance through HR
Day 22-10 Questions to Better Operationalized Compliance I conclude this month’s series inspired by an article in the Harvard Business Review, entitled “Does Management Really Work?” by Nicholas Brow...
31 Maj 201713min
Compliance into the Weeds-Episode 40
In this episode Matt Kelly and I take a deep dive into the revisions to the COSO ERM Framework, which were based on comments by practitioners. We consider the role of culture and risk, the integration...
31 Maj 201724min
FCPA Compliance Report-Episode 329, James Koukios
Today I have back with me James Koukios, partner and Morrison Foerster on the firm's March 2017 report on the Top Ten International Anti-Corruption Developments for the month. We highlight the 2nd Cir...
30 Maj 201726min
Day 21 of One Month to Better Compliance Through HR
How can you determine if Human Resources (HR) can meet the needs of a best practices compliance program? One place to start is with a gap analysis to determine what HR has in place that can facilitate...
30 Maj 201711min
Day 20 of One Month to Better Compliance Through HR
The key concept from the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Program (Evaluation) is operationalization. For instance, under the query Shared Commitment is the following q...
26 Maj 201711min
This Week in FCPA-Episode 54
This week, Jay and I have a wide-ranging discussion on some of the week’s top compliance related stories. We discuss: Tom reports on Compliance Week 2017. See his articles in Compliance Week, here...
26 Maj 201740min
