Day 14 of One Month to Better Compliance Through HR
What should a company do when it desires to hire a Chief Compliance Officer (CCO). I sat down and visited with Maurice Gilbert, the Managing Partner at Conselium Partners LP. Gilbert believes that it...
18 Maj 201712min
Everything Compliance-Episode 11
In this second of a two-part series, we conclude the panel’s discussion of the first 100 days of the Trump administration as it relates to compliance. This episode concludes with the panelists’ rants....
18 Maj 201748min
Day 13 of One Month to Better Compliance Through HR
One of the ways to operationalize compliance and to drive it into the DNA of an organization is through a performance review. Indeed, the 2012 FCPA Guidance states, “DOJ and SEC recognize that positiv...
17 Maj 201712min
Compliance into the Weeds-Episode 38
In this episode Matt Kelly and I take a deep dive into the cutting edge topic of artificial intelligence in many areas, including compliance. We discuss the uses of Artificial Intelligence in complian...
17 Maj 201723min
Day 12 of One Month to Better Compliance Through HR
Another area where compliance can play a key role is in succession planning. A.G. Lafley and Noel M. Tichy, writing in the Harvard Business Review, in an article entitled “The Art and Science of Findi...
16 Maj 201713min
FCPA Compliance Report-Episode 327,Pat Harned
In this episode, I visit with Pat Harned, Chief Executive Officer of the Ethics and Compliance Initiative on the recently concluded annual conference. She discusses the speech of Attorney General Jeff...
16 Maj 201720min
Day 11 of One Month to Better Compliance Through HR
In the Department of Justice’s Evaluation of Corporate Compliance Programs, Prong 8 Incentive and Disciplinary Measures it states: Incentive System – Consistent Application – Have the disciplinary act...
15 Maj 201712min
This Week in FCPA-Episode 52
This week, Jay and I have a wide-ranging discussion on some of the week’s top compliance related stories. We discuss: What is the real risk in a FCPA enforcement action? See Mike Volkov’s post in ...
12 Maj 201734min
