Day 3 of One Month to a Better 3rd Party Management
The next step in the five-step process is the Questionnaire. The term ‘questionnaire’ is mentioned several times in the 2012 FCPA Guidance. It is generally recognized as one of the tools that a compan...
5 Apr 201712min
Compliance into the Weeds-Episode 34
In this episode Matt Kelly and I take a deep dive into the recent kerfuffle involving United Airlines and its policy which prevented to teenaged girls from boarding a flight wearing leggings. Was Unit...
5 Apr 201720min
Day 2 of One Month to Better 3rd Party Management
The Evaluation, in Prong 10, Third Part Management asks, “What was the business rationale for the use of the third party in question?” This question is one of the most basic tools to operationalize yo...
4 Apr 201711min
FCPA Compliance Report-Episode 320, John Hanson
In this episode I visit with John Hanson (AKA 'the Fraud Guy') who is also the founder of the International Association of Independent Corporate Monitors (IAICM). He discusses why he founded the group...
4 Apr 201728min
Day 1 of One Month to Better Third Party Management
Day 1- The Third-Party Risk Management Process This month, I will consider the risk management of third parties in an operationalized compliance program. As every compliance practitioner is well awar...
3 Apr 201714min
Day 23 of One Month to Operationalizing Your Compliance Program
I conclude my One Month to Operationalizing your Compliance Program series by discussing how you can put your compliance program at the center of corporate strategy. An article in the Harvard Business...
31 Mars 201713min
This Week in FCPA-Episode 46
Show Notes for Episode 46, for the week ending March 31, the On the Road to Prague Edition In this episode, Jay and I have a wide-ranging discussion on operationalizing compliance through business p...
31 Mars 201728min
Day 22 of One Month to Operationalizing Your Compliance Program
The Evaluation of Corporate Compliance Programs, Prong 6, Incentives and Disciplinary Measures states: Incentive System – How has the company incentivized compliance and ethical behavior? How has th...
30 Mars 201713min
