Day 17 of 30 Days to a Better Compliance Program
One of the more prescient authors I know is Ryan C. Hubbs, who in 2014, wrote an article for Fraud Magazine entitled “Shell Games”. Shell companies can come in different shapes and sizes. Shelf compan...
18 Jan 201712min
Compliance into the Weeds-Episode 25
In this episode Matt Kelly and I take a deep dive into a couple of recent SEC enforcement actions. The first involved L-3 Technologies and accounting irregularities. The second involves BlackRock and ...
18 Jan 201723min
Day 16 of 30 Days to a Better Compliance Program
Many compliance practitioners often inquire how to set up a data analysis program and how to use it to help monitor for a compliance program. I draw from Joe Oringel, co-founder of Visual Risk IQ for ...
17 Jan 201713min
FCPA Compliance Report-Episode 300, Matt Ellis
In this episode, I visit with Matt Ellis, a partner at Miller & Chevalier. Ellis has recently published his first book The FCPA in Latin America. Ellis' discusses why he wrote the book, some of the ke...
17 Jan 201729min
Day 15 of 30 Days to a Better Compliance Program
What if you want to take you post-training analysis to a higher level and begin to consider the effectiveness through your return on investment (ROI)? Joel Smith, the founder of Inhouse Owl, a trainin...
16 Jan 201713min
Day 14 of 30 Days to a Better Compliance Program
For compliance training to be effective its needs to risk-based in its focus. This means employees with highest risk of exposure to bribery and corruption need to receive the highest levels of trainin...
15 Jan 201713min
Day 13 of 30 Days to a Better Compliance Program
You should work to create an action plan to use your data. But never forget you need to get your digital information right. That means several sources of data to help you choose the best course of ac...
14 Jan 201718min
This Week in FCPA-Episode 35
Show Notes for Episode 35, week ending January 13, the Friday the 13th edition Hernandez and Beech FCPA guilty pleas. Hernandez Criminal Information, Beech Criminal Information. VW guilty plea i...
14 Jan 201734min
