Regulate THIS!

Regulate THIS!

Welcome to Regulate THIS! a RIA-ly Unfiltered Podcast. Hosted by industry legend Leila Shaver, founder of My RIA Lawyer and Business Guru Tracie Behr. Join Leila and Tracie as they dive deep into the world of Registered Investment Advisors (RIAs), exploring the challenges, triumphs, and real stories behind the scenes. ”Regulate THIS!” provides a candid and insightful look at the RIA landscape, empowering listeners to navigate the complexities of regulation with confidence. Tune in for honest conversations and actionable insights that will transform the way you think about compliance and regulation in the financial advisory space.

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Avsnitt(33)

What's Ahead - 2026 Insights

What's Ahead - 2026 Insights

Welcome back to another season of Regulate THIS! A RIA-ly Unfiltered Podcast. Join Tracie Behr & Leila Shaver as they share what's on the horizons for this podcast, along with some top business tips ...

6 Feb 24min

A RIA-ly Unfiltered New Year

A RIA-ly Unfiltered New Year

Thank you to everyone who has listened to Regulate THIS! in 2025. As we  plan out our 2026 content we can't wait to dive into even more unfiltered podcasts. Are you ready?

5 Jan 2min

Succession Planning

Succession Planning

Don't wait until it's too late. Work smarter NOT harder. On today's episode, join Tracie Behr and Leila Shaver as their dive into the world of succession planning.

12 Dec 202525min

Regulate THIS! A ReAlLy Silly Podcast

Regulate THIS! A ReAlLy Silly Podcast

Enjoy some silliness from Leila Shaver & Tracie Behr, have a happy and safe Thanksgiving. Back to our regular content in 2 weeks!!

27 Nov 20251min

Is AI Making Us Dumb?

Is AI Making Us Dumb?

Are we becoming too dependent on artificial intelligence? In this episode of Regulate THIS!, we tackle a question that's on every compliance professional's mind: Is AI making us smarter or just making...

14 Nov 202528min

Trick or Treat?!

Trick or Treat?!

🍬 TRICK OR TREAT? TRICK: Thinking you can skip compliance training. TREAT: My RIA Lawyer has Compliance training covered with Compliance University!! Have a happy & safe Halloween, and if you need us...

31 Okt 20251min

Human Resources

Human Resources

Let's talk about the stuff nobody wants to deal with until it blows up in their face: HR compliance. Hosts Leila and Tracie from My RIA Lawyer are getting real about employment contracts, non-competes...

17 Okt 202537min

Welcome to Season 3 - Horror Stories

Welcome to Season 3 - Horror Stories

Buckle up for Episode 1 or Season 3 of "Regulate THIS!" as Leila Shaver dives into the most cringe-worthy compliance horror stories from the RIA world.  Whether you're a seasoned CCO or just launched ...

3 Okt 202529min

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