Fraud, the silent epidemic
In Episode 94 of their podcast series, Len and Dean discuss the pervasive issue of bank fraud, highlighting its various forms and staggering financial impacts. They cover topics such as credit card fr...
7 Maj 202512min
Predictions regarding the 2023 CRA Rule and Section 1071 and how to prepare for expected developments
In this podcast, Len and Dean discuss the potential impact of regulatory changes under the Trump Administration, particularly focusing on the 2023 Community Reinvestment Act (CRA) rule and Section 107...
11 Apr 202512min
Elder Financial Exploitation
In this podcast episode, Len and Dean discuss a recent Joint Statement from regulators on "Elder Financial Exploitation." They explore the challenges financial institutions (FIs) face in protecting se...
11 Apr 202515min
Third-Party Risk The competitive world of banking struggles to keep up with technological advances, particularly in a regulatory environment.
In this podcast, the hosts discuss the importance of managing third-party risk for financial institutions. They highlight how institutions rely on external providers for technological innovation and o...
19 Mars 202514min
Changes in the Evolving approach to redlining
In this podcast, Dean and Len discuss potential regulatory changes in 2025, particularly concerning the Community Reinvestment Act (CRA) and Section 1071 of Dodd-Frank. Len outlines five ways regulati...
7 Mars 202516min
The Regulatory Situation After the Trump Executive Orders Regulatory Freeze Pending Review
The podcast discusses recent regulatory developments following the issuance of an Executive Order by President Trump’s administration that froze regulatory actions. This freeze affects the proposal, i...
20 Feb 202512min
Navigating 2025: Key Compliance Challenges and Regulatory Trends in Banking
In this episode of The Compliance 911 Show, Dean and Len discuss the key regulatory and compliance trends expected in 2025. While a Republican-controlled government may signal potential regulatory eas...
10 Feb 202513min
Changes in the Evolving approach to redlining
Podcast 87 explores the evolving regulatory approach to redlining enforcement, focusing on shifts since the DOJ launched its “Combatting Redlining Initiative” in 2021. Historically, redlining was asse...
6 Feb 202514min
