Compliance Officers Playbook

This podcast episode from "The New Compliance Officer’s Playbook" focuses on crisis management for compliance officers. It highlights the crucial role compliance officers play in navigating crises, in...

15 Joulu 202423min

This podcast episode outlines insider threats, their impact on organisations, and the crucial role compliance officers play in mitigating them. The plan details segments covering insider threat defini...

15 Joulu 202415min

This FAQ document, published by the Luxembourg CSSF (Commission de Surveillance du Secteur Financier) on 13 December 2024, clarifies AML/CFT (Anti-Money Laundering/Combating the Financing of Terrorism...

15 Joulu 202417min

This podcast episode, "Responding to Regulatory Inquiries with Confidence," guides compliance officers on effectively handling regulatory inquiries. The episode outlines a strategic approach, includin...

14 Joulu 202435min

Klarna Bank, a Swedish financial services company, received a $46 million fine from Sweden’s Financial Supervisory Authority for violations of anti-money laundering regulations. The violations, identi...

14 Joulu 202417min

This podcast episode outlines the steps involved in conducting effective compliance audits. It details eight key stages, from defining the audit's scope and objectives to implementing corrective actio...

14 Joulu 20249min

This episode outlines a structured approach to conducting a compliance risk assessment. It details eleven steps, from defining the scope and objectives to regularly reviewing and updating the assessme...

13 Joulu 202411min

This episode is a comprehensive guide to the Foreign Corrupt Practices Act (FCPA), a US law prohibiting bribery of foreign officials by US businesses. Key aspects covered include the anti-bribery and ...

13 Joulu 202428min