Compliance Officers Playbook

This episode of “ the new compliance officers playbook“ provides a comprehensive guide to the General Data Protection Regulation (GDPR) for compliance officers. Key principles such as lawfulness, tran...

13 Joulu 202426min

This podcast episode of "The New Compliance Officer’s Playbook" explains the crucial concept of an organisation's risk appetite for compliance officers. It highlights how understanding an organisation...

12 Joulu 202422min

This text details the importance of Office of Foreign Assets Control (OFAC) compliance for businesses. OFAC sanctions target individuals, entities, and countries posing threats to US national security...

12 Joulu 202412min

This podcast episode, "Compliance Metrics and Reporting: A Beginner’s Guide," provides a practical introduction to compliance metrics for new compliance officers. It covers essential metrics across va...

12 Joulu 202413min

This podcast episode, "Documentation: Your Best Friend in Compliance," stresses the critical role of thorough documentation in maintaining a robust compliance programme. It details why comprehensive d...

12 Joulu 202426min

This podcast episode discusses five major 2024 compliance failures – Wells Fargo, Amazon, Theranos, Volkswagen, and FTX – highlighting key lessons for compliance officers. The episode analyses the roo...

11 Joulu 202415min

This podcast episode of "The New Compliance Officers Playbook" highlights seven key warning signs – red flags – that compliance officers should recognise. These include lack of financial transparency,...

11 Joulu 202423min

This podcast episode of "The New Compliance Officers Playbook" explains how to develop a risk-based approach to compliance. The approach prioritises compliance efforts based on risk level, involving s...

11 Joulu 202411min