FCPA Compliance Report

There are five steps in the life cycle of third party management. Business Justification and Business Sponsor; Questionnaire to Third Party; Due Diligence on Third Party; Compliance Terms and Con...

8 Jan 201712min

The FCPA Guidance states, that “In addition to evaluating the design and implementa­tion of a compliance program throughout an organization, enforcement of that program is fundamental to its effec­tiv...

7 Jan 201713min

In this episode Jay Rosen and I take a dive into the General Cable FCPA enforcement action, consider the 'Invisible Hand' of regulatory enforcement, corporate response and innovation. We explain how t...

7 Jan 201725min

Welcome to Day 5 of 30 Days to a Better Compliance Program. Today, I focus on training, ongoing communications and the use of social media in a best practices compliance program.  Training The commu...

6 Jan 201712min

Welcome to Day 4 of 30 Days to a Better Compliance Program. Today we tackle risk assessments. One cannot really say enough about risk assessments in the context of anti-corruption programs. The FCPA G...

5 Jan 201711min

In this episode Matt Kelly and I take a deep dive into 6 compliance issues you should keep an eye on in 2017. They include the Wal-Mart FCPA resolution, the future of the FCPA Pilot Program, the SEC W...

5 Jan 201725min

Welcome to Day 3 of 30 Days to a Better Compliance Program. Today I want to consider the Chief Compliance Officer (CCO) in your organization, through three prisms: access, resources and opportunities....

4 Jan 201711min

Show Notes for Episode 4, Year End Review, Part I  We turn to the 2016 year in review, in this Part I of a two-part series.    Jonathan Armstrong leads a discussion on a very interesting UK Bribery ...

4 Jan 20171h 2min