Popcorn and Compliance: Bohemian Rhapsody
In this new podcast series, recovering screenwriter (and Mr. Monitor) Jay Rosen and I will indulge in passion for the movies by looking at them through the lens of compliance. Jay is a contemporary mo...
8 Dec 201834min
Daily Compliance News: December 7, 2018-Better Late Than Never
DECEMBER 7, 2018 BY TOM FOX In today’s edition of Daily Compliance News: · US has Canada arrest Huawei CFO. Markets roiled. (New York Times)· Some 5 years after scandal broke, Wells Fargo f...
7 Dec 20186min
Daily Compliance News: December 6, 2018, How Bad is Bad-Very Bad
What are some of the top compliance and corruption stories of December 6, 2018? Sit back with a cup of coffee and join Tom Fox, the Compliance Evangelist and listen in on the Daily Compliance News. In...
6 Dec 20186min
Daily Compliance News: December 5, 2018-Does the NFL Even Care?
DECEMBER 5, 2018 BY TOM FOX In today’s edition of Daily Compliance News: Is ‘forced hugging’ sexual harassment? (Washington Post)Is the NFL simply incompetent or does it intentionally ignore evidence...
5 Dec 20186min
Daily Compliance News: More Bad on 1MDB
DECEMBER 4, 2018 BY TOM FOX In today’s edition of Daily Compliance News: Goldman Sachs says it will use monitoring for high-risk transactions. (Financial Times)· Did Marriott meet the SEC stand...
4 Dec 20186min
Rogue One and the Myth of the Rogue Employee
We conclude our 5-part series on the intersection of Star Wars and compliance by looking at the only stand-alone entry in the Star War series, Rogue One. This movie tells the tale of the spies who sto...
3 Dec 201813min
Return of the Jedi – Effective Compliance Training
Today we continue our celebration and exploration of the original trilogy of Star Wars movies with a look at Episode VI. Return of the Jedi. In this final movie from the original three, the good guys ...
3 Dec 201810min
The Empire Strikes Back - Due Diligence
Second in our 5-part series on compliance through the lens of Star Wars is Episode V - The Empire Strikes Back, which is my personal favorite of the original three movies. The film begins with a cool ...
3 Dec 201810min
