Day 25 of 31 Days to a More Effective Compliance Program
The role of the compliance professional and the compliance function in a corporation has steadily grown in stature and prestige over the years. In the 2012 FCPA Guidance (Guidance), under Hallmark Thr...
25 Jan 201812min
Across the Board-Episode 13
In this episode I visit again with Rakhi Kumar, the Managing Director, Head of ESG and Asset Stewardship at State Street Global Advisors. We discuss the firm’s role in advocating for greater Board of ...
25 Jan 201819min
Day 24 of 31 Days to a More Effective Compliance Program
The role of the Chief Compliance Officer (CCO) has steadily grown in stature and prestige over the years. In the 2012 FCPA Guidance, under Hallmark Three of the 10 Hallmarks of an Effective Compliance...
24 Jan 201812min
Compliance into the Weeds-Episode 67
In this episode Matt Kelly and I take a deep dive into the absolutely stunning indictment of five former partners or employees of KPMG and one former employee at the Public Company Oversight Accountin...
24 Jan 201824min
12 O'Clock High-Episode 75
In this episode, I visit with Andi Simon, the Principal of Simon Consulting and author of On the Brink: A Fresh Lens to Take Your Business to New Heights. Simon is a corporate anthropologist and works...
24 Jan 201830min
FCPA Compliance Report-Episode 368
In this episode I visit with Damon Brenner, partner at Control Risks on the 2018 Control Risk Map. He details some of the company’s findings in the document entitled RiskMap 2018. Jonathan Wood, Direc...
23 Jan 201810min
Day 23 of 31 Days to a More Effective Compliance Program
Compliance Programs (Evaluation) is the need to use the information you obtain, whether through risk assessment, root cause analysis, investigation, hotline report or any other manner to remediate the...
23 Jan 201813min
Day 22 of 31 Days to a More Effective Compliance Program
How do you assess internal compliance controls under a best practices compliance program? In this episode I consider how to do so in the most effective manner. Learn more about your ad choices. Visit...
22 Jan 201812min
