Day 17of 31 Days to a More Effective Compliance Program
The building blocks of any compliance program lay the foundations for a best practices compliance program. For instance, in the lifecycle management of third parties, most compliance practitioners und...
17 Jan 201813min
Day 16 of 31 Days to a More Effective Compliance Program
As every compliance practitioner is well aware, third parties still present the highest risk under the Foreign Corrupt Practices Act (FCPA). The Department of Justice Evaluation of Corporate Complianc...
16 Jan 201813min
Day 15 of 31 Days to a More Effective Compliance Program
After you complete your risk assessment, you must then translate it into a risk profile, as Rick Messick has noted, to estimate where bribery is likely occur, so prevention efforts will be properly ta...
15 Jan 201811min
FCPA Compliance Report-Episode 366 Jonathan Marks
In this podcast, I visit Jonathan Marks, a partner at Marcum LLP on how to perform a root cause analysis and it uses in the remediation phase of a best practices compliance program. Learn more about y...
15 Jan 201825min
Day 14 of 31 Days to a More Effective Compliance Program
One cannot really say enough about risk assessments in the context of an anti-corruption programs. Since at least 1999, in the Metcalf & Eddy enforcement action, the DOJ has said that risk assessment ...
14 Jan 201812min
Day 13 of 31 Days to More Effective Compliance Program
In the Department of Justice’s Evaluation of Corporate Compliance Programs, Prong 8 Incentive and Disciplinary Measures it states: Incentive System – Consistent Application – Have the disciplinary act...
13 Jan 201812min
This Week in FCPA- Episode 84
Jay and Tom weigh in on the week's top compliance related stories in This Week in FCPA. Learn more about your ad choices. Visit megaphone.fm/adchoices
12 Jan 201844min
Day 12 of 31 Days to a More Effective Compliance Program
One of the areas that many companies have not paid as much attention to in their compliance programs is compensation. However, the DOJ and SEC have long made clear that they view monetary structure fo...
12 Jan 201812min
