Day 18 of One Month to Operationalizing Your Compliance Program
The Department of Justice Evaluation of Corporate Compliance Programs states, in Prong 10, Third Party Relationships: Management of Relationships – How has the company considered and analyzed the th...
24 Mars 201713min
Day 17 of One Month to Operationalizing Your Compliance Program
The Evaluation, in Prong 10, Third Part Management asks, “What was the business rationale for the use of the third party in question?” This question is one of the most basic tools to operationalize yo...
23 Mars 201711min
Everything Compliance-Episode 9
This episode is dedicated to the Justice Department’s Evaluation of Corporate Compliance Programs, which was released in February. In this episode, Jay Rosen and Jonathan Armstrong provide next insigh...
23 Mars 201739min
Day 16 of One Month to Operationalizing Your Compliance Program
From the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs: Autonomy and Resources Stature – How has the compliance function compared with other strategic functions in th...
22 Mars 201714min
FCPA Compliance Report-Episode 317, Susan Diver
In this episode I visit with Susan Divers from LRN on the firm's 2016 Ethics and Compliance Program Effectiveness Report. Highlights include:Why did LRN do the report? What did it hope to determine? A...
22 Mars 201726min
Day 15 of One Month to Operationalizing Your Compliance Program
Prong 6, Training and Communication, of the Justice Department’s Evaluation of Corporate Compliance Programs reads, in part: Form/Content/Effectiveness of Training – Has the training been offered in...
21 Mars 201714min
FCPA Compliance Report-International Edition with Carlos Ayres
In this inaugural episode of the FCPA Compliance Report-International Edition, I have Carlos Ayres, a partner in Madea, Ayres and Sarubbi in Sao Paulo. We discuss an interesting development from the ...
21 Mars 201724min
Day 14 of One Month to Operationalizing Your Compliance Program
The Justice Department Evaluation of Corporate Compliance Programs states the following around training: Training and Communications Risk-Based Training – What training have employees in relevant ...
20 Mars 201712min
