Compliance into the Weeds-Episode 33
In this episode, we take a look at a recent speech given by NY Fed Chairman William Dudley in London where he addressed improving corporate culture. Dudley provided three recommended steps. First, a b...
28 Mars 201723min
Day 19 of One Month to Operationalizing Your Compliance Program
Under the Evaluation of Corporate Compliance Programs, Prong 2, it states: Senior and Middle Management Conduct at the Top – How have senior leaders, through their words and actions, encouraged or...
27 Mars 201713min
FCPA Compliance Report-Episode 318, Erica Salmon Byrne
In this episode, I visit with Erica Salmon Bryne, EVP at Ethisphere on the 2017 World's Most Ethical Companies honorees. Erica goes into how the corporate compliance programs are evaluated, what the ...
27 Mars 201725min
This Week in FCPA-Episode 45
In this episode, Jay and I have a wide-ranging discussion on why good compliance and is good for business. We discuss: LRN Ethics and Compliance Program Effectiveness Report. Click here for Report....
24 Mars 201731min
Day 18 of One Month to Operationalizing Your Compliance Program
The Department of Justice Evaluation of Corporate Compliance Programs states, in Prong 10, Third Party Relationships: Management of Relationships – How has the company considered and analyzed the th...
24 Mars 201713min
Day 17 of One Month to Operationalizing Your Compliance Program
The Evaluation, in Prong 10, Third Part Management asks, “What was the business rationale for the use of the third party in question?” This question is one of the most basic tools to operationalize yo...
23 Mars 201711min
Everything Compliance-Episode 9
This episode is dedicated to the Justice Department’s Evaluation of Corporate Compliance Programs, which was released in February. In this episode, Jay Rosen and Jonathan Armstrong provide next insigh...
23 Mars 201739min
Day 16 of One Month to Operationalizing Your Compliance Program
From the Department of Justice’s (DOJ) Evaluation of Corporate Compliance Programs: Autonomy and Resources Stature – How has the compliance function compared with other strategic functions in th...
22 Mars 201714min
