FCPA Compliance Report

In this episode I visit with Chris McNett, SSGA Head of Environmental, Social and Governance on SSGA's ESG Institutional Investor Survey. Topics include: What was the reason for the State Street ESG...

23 Touko 201723min

The exit interview can be a further mechanism to operationalize compliance. This type of interview is used when someone voluntarily departs from a company, as opposed to a lay-off or reduction in forc...

22 Touko 201710min

Employment separation and layoffs can present some unique challenges for the compliance practitioner. Employees can use layoffs to claim that they were retaliated against for a wide variety of complai...

19 Touko 201712min

This week, Jay and I have a wide-ranging discussion on some of the week’s top compliance related stories. We discuss:  Brazilian President Temer comes under corruption fire? See article in the New ...

19 Touko 201735min

What should a company do when it desires to hire a Chief Compliance Officer (CCO).  I sat down and visited with Maurice Gilbert, the Managing Partner at Conselium Partners LP. Gilbert believes that it...

18 Touko 201712min

In this second of a two-part series, we conclude the panel’s discussion of the first 100 days of the Trump administration as it relates to compliance. This episode concludes with the panelists’ rants....

18 Touko 201748min

One of the ways to operationalize compliance and to drive it into the DNA of an organization is through a performance review. Indeed, the 2012 FCPA Guidance states, “DOJ and SEC recognize that positiv...

17 Touko 201712min

In this episode Matt Kelly and I take a deep dive into the cutting edge topic of artificial intelligence in many areas, including compliance. We discuss the uses of Artificial Intelligence in complian...

17 Touko 201723min